In this book M.L. Humphrey draws upon twenty years of experience with regulatory compliance, and AML compliance in particular, as both a regulator of broker-dealers and a consultant to some of the largest financial institutions in the world, to give an overview of the main AML compliance requirements, with a particular focus on customer identification and suspicious activity monitoring and reporting. This book is meant to be a high-level overview of AML compliance requirements, which means it focuses on the general concepts behind the regulations as opposed to any specific industry- or country-level regulations or any specific suspicious activity fact patterns. But the book should give a strong foundation for understanding those industry- or country-level requirements.
| Autorius: | M. L. Humphrey |
| Serija: | Regulatory Compliance Essentials |
| Leidėjas: | M.L. Humphrey |
| Išleidimo metai: | 2022 |
| Knygos puslapių skaičius: | 118 |
| ISBN-10: | 1637440723 |
| ISBN-13: | 9781637440728 |
| Formatas: | Knyga minkštu viršeliu |
| Kalba: | Anglų |
| Žanras: | Company, commercial and competition law: general |
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